FINRA Arbitration Panel Denies $3+ Million Claim for Breach of Confidentiality Agreement

On May 28, 2021, a FINRA arbitration panel denied a broker-dealer’s $3+ million claim against Law Office of Ethan A. Brecher, LLC’s client, an outsourced trader who was wrongfully accused of soliciting customers in violation of a confidentiality agreement. The panel denied the claim in its entirety after a two-week trialnon-sol.

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